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OFFICE OF ARIZONA STATE TREASURER JEFF DEBIT TREASURERJULY 2017Presented To:Arizona State Board of Investment August 29th, 2017STATE BOARD OF INVESTMENT AGENDA July 27, 2017 1. Call to Order 2. Chairman
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Begin by opening the form 55-63, either in a physical copy or by downloading it from the official website.
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Fill out your personal information such as your name, contact details, and broker identification number.
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Specify the time period for which the report is being filled out, including the starting and ending dates.
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Provide details of the securities bought and sold during the specified time period, including the quantity, type, and value of each transaction.
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Indicate any commission earned or paid during the reporting period, specifying the amount and the parties involved.
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This includes licensed brokers, broker-dealers, and other financial institutions involved in securities trading.
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The report helps regulatory bodies and authorities monitor and track the activities, transactions, and compliance of brokers with relevant laws and regulations.
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Therefore, anyone actively participating in the brokerage industry and carrying out transactions within the specified time period may need to fill out and submit this report.
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Broker activity report55-63 is a report that details the activities of brokers within a specified period of time, typically for regulatory purposes.
Brokers who are registered with the appropriate regulatory authorities are required to file broker activity report55-63.
Broker activity report55-63 can usually be filled out online through the regulatory authority's website or through a designated reporting system.
The purpose of broker activity report55-63 is to provide transparency and oversight of the activities of brokers to ensure compliance with regulations.
Information such as trade transactions, client accounts, commissions, fees, and any other relevant financial activities must be reported on broker activity report55-63.
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