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CRIMINAL JUSTICE EDUCATION AND TRAINING STANDARDS COMMISSION CRIMINAL JUSTICE STANDARDS DIVISION POST OFFICE DRAWER 149, RALEIGH, NC 27602 TELEPHONE: (919) 6615980FORM F10A (SMI) (Rev. 9.11.13)PREDELIVERY
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Form F-10A SMI is a form used by small and medium-sized issuers to file a notice of intent to sell securities in certain provinces of Canada.
Small and medium-sized issuers who intend to sell securities in certain provinces of Canada are required to file Form F-10A SMI.
Form F-10A SMI can be filled out electronically or on paper, following the instructions provided by the securities regulatory authorities in the relevant provinces.
The purpose of Form F-10A SMI is to provide notice to the securities regulatory authorities in certain provinces of Canada of an issuer's intent to sell securities in those provinces.
Form F-10A SMI requires information about the issuer, the securities being offered, the exemptions being relied upon, and other relevant details.
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