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UNITED STATES
SECURITIESANDEXCHANGECOMMISSION
Washington, APPROVAL
OMB Number:
32350123D. C.20549ated averaMaembhu
d1en2016ANNUAL AUDITED REPORT
FORM X17A515049649PART III
FACING EC FILE NUMBERMAR0
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What is ec file number?
The ec file number is a unique identifier assigned to electronic communication files to track and monitor their status.
Who is required to file ec file number?
Any individual or organization that sends electronic communications is required to file an ec file number.
How to fill out ec file number?
To fill out an ec file number, you will need to provide information about the electronic communication being sent, such as sender, receiver, subject, and purpose.
What is the purpose of ec file number?
The purpose of ec file number is to ensure that electronic communications are properly documented and tracked for compliance and monitoring purposes.
What information must be reported on ec file number?
Information that must be reported on ec file number includes sender details, receiver details, subject of communication, purpose of communication, and any attachments.
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