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Re Jacobsen IN THE MATTER OF: The Rules of the Investment Industry Regulatory Organization of Canada (II ROC) and Ivan Jacobsen and Keith Jacobsen2013 II ROC 59 Investment Industry Regulatory Organization

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What is re jacobsen2013 iiroc 59?

re jacobsen2013 iiroc 59 is a regulatory reporting requirement set by the Investment Industry Regulatory Organization of Canada (IIROC) for member firms.

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All IIROC member firms are required to file re jacobsen2013 iiroc 59.

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re jacobsen2013 iiroc 59 can be filled out online through the IIROC secure web portal.

What is the purpose of re jacobsen2013 iiroc 59?

The purpose of re jacobsen2013 iiroc 59 is to provide IIROC with detailed information on the financial activities and compliance of member firms.

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Information such as assets under management, trading volumes, compliance violations, and financial statements must be reported on re jacobsen2013 iiroc 59.