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INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA IN THE MATTER OF: THE RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA ANOTHER BYLAWS OF THE INVESTMENT DEALERS ASSOCIATION
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Investment firms and professionals who operate within the investment industry.
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Investment industry regulatory organization is a regulatory body that oversees and enforces laws and regulations within the investment industry.
Investment firms, financial advisors, and other entities operating within the investment industry are required to file with the regulatory organization.
To fill out the investment industry regulatory organization, entities must provide detailed information about their financial activities, compliance with laws and regulations, and other relevant information.
The purpose of the investment industry regulatory organization is to ensure that entities within the investment industry operate in a fair, transparent, and compliant manner.
Entities must report financial statements, compliance with regulations, client information, and other relevant data.
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