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Section 1: SC 13D (FORM SC 13D) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.)*Leg Mason, Inc. (Name

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How to fill out section 1 sc 13d

01

Step 1: Start by downloading the form from the Securities and Exchange Commission (SEC) website.

02

Step 2: Read the instructions provided with the form to understand the requirements and necessary information.

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Step 3: Complete the general information section, which includes details about the reporting person and the filing entity.

04

Step 4: Fill out Part I - Background of persons filing, providing information about the reporting person's background and connections.

05

Step 5: Proceed to Part II - Contracts, arrangements, etc. of the person filing. Here, disclose any contracts or arrangements that are relevant to the filing.

06

Step 6: Fill out Part III - Security ownership of certain beneficial owners and management. Provide details about the securities owned by the reporting person and other beneficial owners.

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Step 7: Complete Part IV - Securities owned by certain persons other than the reporting person. This section requires information about the securities owned by persons related to the reporting person.

08

Step 8: Move on to Part V - Interests of 10% or more in certain classes of equity securities. Disclose any interests of 10% or more in specific classes of equity securities.

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Step 9: Fill out the remaining sections as per the instructions provided. Review the completed form for accuracy and completeness.

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Step 10: File the completed form electronically with the SEC, following the prescribed submission process.

Who needs section 1 sc 13d?

01

Section 1 sc 13d is required to be filled out by individuals and groups who have acquired beneficial ownership of more than 5% of a class of equity securities registered under the Securities Exchange Act of 1934.

02

This form is typically submitted by investors, institutional shareholders, and groups intending to make significant investments in publicly traded companies.

03

The purpose of filing section 1 sc 13d is to provide transparency to the SEC and other investors about the ownership structure and intentions of large shareholders.

04

It helps to ensure fair and informed trading in the marketplace by disclosing relevant information about significant shareholders and their stakeholdings.

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What is section 1 sc 13d?

Section 13(d) of the Securities Exchange Act of 1934 requires anyone who acquires beneficial ownership of more than 5% of a class of equity securities listed on a U.S. stock exchange to file a Schedule 13D with the Securities and Exchange Commission (SEC).

Who is required to file section 1 sc 13d?

Investors or groups of investors who acquire beneficial ownership of more than 5% of a class of equity securities listed on a U.S. stock exchange are required to file section 13D.

How to fill out section 1 sc 13d?

To fill out section 13D, the filer must provide information on their identity, background, investment strategy, purpose of the acquisition, source of funds, future plans regarding the investment, and any relationships with the company.

What is the purpose of section 1 sc 13d?

The purpose of section 13D is to provide transparency to investors and the market about significant ownership changes in publicly traded companies, as well as to prevent potential abuse and manipulation.

What information must be reported on section 1 sc 13d?

The information reported on section 13D includes the identity and background of the filer, the purpose of the acquisition, the source of funds, any future plans regarding the investment, and any relationships with the company.

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