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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 10Q (Mark One) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly
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Regulation S-T is needed by individuals, companies, or organizations who are required to file certain forms electronically with the U.S. Securities and Exchange Commission (SEC).
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This regulation specifically pertains to electronic filings of various forms, such as annual reports, quarterly reports, current reports, and other disclosures required by the SEC.
03
Entities that fall under the jurisdiction of the SEC, including publicly traded companies, investment companies, and certain exempt organizations, may need to comply with Regulation S-T during their filing obligations.
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Regulation S-T, or the Electronic Data Gathering, Analysis, and Retrieval system, is a set of rules issued by the Securities and Exchange Commission (SEC) that governs the electronic filing of various securities-related documents.
Public companies, mutual funds, and other entities required to file reports with the SEC are required to file under Regulation S-T.
Regulation S-T filings are typically completed using the SEC's online filing system, known as EDGAR (Electronic Data Gathering, Analysis, and Retrieval). Entities must create an account on the system and submit their filings electronically.
The purpose of Regulation S-T is to improve the efficiency, accuracy, and accessibility of financial information filed with the SEC. It helps ensure that investors have timely access to important information about publicly traded companies.
Regulation S-T filings can include a variety of information, such as quarterly and annual reports, proxy statements, registration statements, and other documents required by the SEC.
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