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INSIDER TRADING PROHIBITION CODE of Conduct to Regulate, Monitor and Report Trading in Securities of the Company; Policy & Procedures for Inquiry in case of leak of Unpublished Price Sensitive Information;
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How to fill out insider trading prohibition code

01
To fill out insider trading prohibition code, follow these steps:
02
Identify the relevant laws and regulations governing insider trading prohibition in your jurisdiction.
03
Understand the definitions and requirements set forth by these laws and regulations.
04
Determine the applicable insider trading prohibition code or form to be used.
05
Gather all necessary information and documentation, such as stock ownership details and trading activity.
06
Review and complete the insider trading prohibition code or form accurately and thoroughly.
07
Ensure that all required signatures and authorizations are obtained.
08
Submit the filled-out insider trading prohibition code or form to the appropriate regulatory authorities or compliance department.
09
Keep a copy of the filled-out code or form for your records.
10
Periodically review and update the code or form as required by changes in laws and regulations.
11
Train employees and stakeholders on insider trading policies and the importance of compliance.

Who needs insider trading prohibition code?

01
Any individual or entity involved in trading securities, such as company insiders, employees, directors, officers, shareholders, and investors, needs to be aware of and adhere to insider trading prohibition codes.
02
Financial institutions, brokerage firms, investment advisors, and compliance departments also need insider trading prohibition codes to establish guidelines and measures to prevent insider trading.
03
Regulatory authorities, such as securities commissions and stock exchanges, require insider trading prohibition codes to enforce compliance with applicable laws and regulations.
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Insider trading prohibition code refers to regulations that prohibit individuals from trading securities based on material nonpublic information.
Corporate insiders, such as officers, directors, and employees, are required to file insider trading prohibition code.
Insider trading prohibition code forms can usually be filled out online through the SEC's EDGAR system or through a company's compliance portal.
The purpose of insider trading prohibition code is to prevent unfair advantages in trading securities and to promote market integrity.
Insider trading prohibition code typically requires reporting of transactions in the company's securities and any material nonpublic information known to the individual.
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