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SEC Form 4FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB Number: hours
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How to fill out form 4 - investors
How to fill out form 4 - investors
01
To fill out Form 4 - investors, follow these steps:
1. Download the Form 4 from the official website of the regulatory authority.
02
Fill in the personal information section including your name, address, and contact details.
03
Provide details of the company or organization you are investing in, including its name, ticker symbol, and address.
04
Indicate the type of transaction you are reporting, such as a purchase or sale of securities.
05
Specify the date of the transaction and the number of securities involved.
06
Report any derivative securities involved in the transaction, if applicable.
07
Include information about the nature of the reporting person's ownership.
08
Sign and date the form to certify the accuracy of the information provided.
09
Submit the completed Form 4 to the appropriate regulatory authority.
Who needs form 4 - investors?
01
Form 4 - investors is needed by individuals or entities who are considered insiders or major shareholders of a publicly traded company.
02
This form is required to report transactions involving securities of the company, such as purchases or sales, by these insiders.
03
The regulatory authority requires the filing of Form 4 to ensure transparency and prevent insider trading.
04
Investors with significant holdings or those who hold positions in the company's management are most likely to be required to file Form 4.
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