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A22,32RECEIVEDMAY U5HUMAN RESOURCES01 May 2015Neville Vania Senior Human Resource Analyst City of PittsburgClaim #2232 UY, Rosalie. Good Morning, Thank you for the timely response. I sincerely apologize
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May U5 is a form that securities firms are required to file with the Financial Industry Regulatory Authority (FINRA) when a securities employee leaves the firm.
Securities firms are required to file the may u5 form when a securities employee leaves the firm.
May U5 can be filled out electronically through FINRA's Central Registration Depository (CRD) system.
The purpose of may u5 is to report the termination of a securities employee from a firm and provide information about the reason for the termination.
The may u5 form requires information about the terminated employee, the reason for termination, and any disciplinary actions taken by the firm.
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