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UNITED STATES OMB APPROVAL
OMB
Number:
Expires:SECURITIES AND EXCHANGE COMMISSION32350101February 28,
2014
Estimated average
burden
hours per
1.00
response Washington, D.C. 20549FORM 144SEC USE ONLYNOTICE
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01
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02
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What is each market maker?
Each market maker is a financial institution or individual that facilitates the buying and selling of securities in the market.
Who is required to file each market maker?
Each market maker is required to file with the appropriate regulatory authorities, such as the SEC.
How to fill out each market maker?
Each market maker must provide detailed information about their activities in the market and comply with reporting requirements.
What is the purpose of each market maker?
The purpose of each market maker is to provide liquidity to the market and ensure efficient trading of securities.
What information must be reported on each market maker?
Each market maker must report on their trading activities, positions, and any conflicts of interest.
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