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RULE 5140, FORM B
For Office Use OnlyBALTIMORE COUNTY PUBLIC SCHOOLSTime
ReceivedDate ReceivedInitialsAPPLICATION FOR SPECIAL PERMISSION TRANSFER FOR
MEDICAL/STUDENT ADJUSTMENT (K12)
INSTRUCTIONS:
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What is rule 5140 - form?
Rule 5140 - Form is a document used to report certain transactions by entities subject to reporting requirements under SEC Rule 5140.
Who is required to file rule 5140 - form?
Entities subject to reporting requirements under SEC Rule 5140 are required to file rule 5140 - form.
How to fill out rule 5140 - form?
Rule 5140 - Form must be filled out by providing all necessary transaction information as required by the SEC.
What is the purpose of rule 5140 - form?
The purpose of rule 5140 - form is to provide transparency and monitoring of certain transactions to prevent market manipulation and insider trading.
What information must be reported on rule 5140 - form?
Rule 5140 - Form requires reporting of details such as the date of the transaction, description of the security, price, quantity, parties involved, and any other relevant information.
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