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RULE 5140, FORM B For Office Use OnlyBALTIMORE COUNTY PUBLIC SCHOOLSTime ReceivedDate ReceivedInitialsAPPLICATION FOR SPECIAL PERMISSION TRANSFER FOR MEDICAL/STUDENT ADJUSTMENT (K12) INSTRUCTIONS:
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Rule 5140 - Form is a document used to report certain transactions by entities subject to reporting requirements under SEC Rule 5140.
Entities subject to reporting requirements under SEC Rule 5140 are required to file rule 5140 - form.
Rule 5140 - Form must be filled out by providing all necessary transaction information as required by the SEC.
The purpose of rule 5140 - form is to provide transparency and monitoring of certain transactions to prevent market manipulation and insider trading.
Rule 5140 - Form requires reporting of details such as the date of the transaction, description of the security, price, quantity, parties involved, and any other relevant information.
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