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APPROVAL Outnumber: 32350123SECU 18005868Sg×UNAUDITED Minor M X17A5MM ProssirtiExpires: August 31, 2020, Estimated average burden.hoursperresponse......12.00 SEC FILE NUMBERs66083 FACING Page peers

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What is audited hiror m x-17a-5?

Audited hiror m x-17a-5 is a form required by the SEC for broker-dealers to file with audited financial statements.

Who is required to file audited hiror m x-17a-5?

Broker-dealers are required to file audited hiror m x-17a-5.

How to fill out audited hiror m x-17a-5?

Audited hiror m x-17a-5 should be filled out by following the instructions provided by the SEC.

What is the purpose of audited hiror m x-17a-5?

The purpose of audited hiror m x-17a-5 is to provide transparency and accountability in the financial reporting of broker-dealers.

What information must be reported on audited hiror m x-17a-5?

Audited hiror m x-17a-5 must include audited financial statements, notes to the financial statements, and other required disclosures.

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