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U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a)

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How to fill out sec form 4 statement

01

To fill out a SEC Form 4 statement, follow these steps: 1. Obtain the necessary form: Download a copy of SEC Form 4 from the official Securities and Exchange Commission (SEC) website or retrieve it from your broker.

02

Provide your personal information: Fill in your name, address, phone number, and email address in the specified fields.

03

Disclose your relationship with the issuer: State whether you are an officer, director, or 10% shareholder of the company mentioned in the form.

04

Report the transaction details: Indicate the date of the transaction, the securities involved, and the nature of the transaction (purchase, sale, etc.).

05

Specify the ownership changes: Mention the number of securities acquired or disposed of, the price per unit, and any related transaction codes.

06

Explain ownership changes by nature of ownership: Provide an explanation for any changes in ownership by describing the nature of ownership (direct, indirect, etc.).

07

File the form with the SEC: Submit the completed SEC Form 4 statement to the Securities and Exchange Commission via mail or electronically through the EDGAR system.

08

Keep a copy for your records: Retain a copy of the filled-out SEC Form 4 for your personal records and future reference.

Who needs sec form 4 statement?

01

SEC Form 4 statement is required to be filed by individuals who are considered insiders of a publicly traded company.

02

These insiders include officers, directors, and beneficial owners of more than 10% of the company's equity securities.

03

They need to submit the form to disclose their transactions involving the company's securities, helping promote transparency in the market.

04

In addition, certain transactions, such as grants or acquisitions of equity awards, are subject to reporting requirements even if the filer is not considered an insider.

05

Overall, anyone who meets the criteria mentioned above and engages in transactions related to a publicly traded company's securities is required to file SEC Form 4.

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What is sec form 4 statement?

SEC Form 4 is a statement of changes in beneficial ownership of securities, filed with the Securities and Exchange Commission.

Who is required to file sec form 4 statement?

Corporate insiders, including directors, officers, and beneficial owners of more than 10% of a class of registered equity securities are required to file SEC Form 4.

How to fill out sec form 4 statement?

Fill out the required information including details of the transaction, the securities involved, and the relationship of the filer to the company.

What is the purpose of sec form 4 statement?

The purpose of SEC Form 4 is to provide transparency and accountability regarding the buying and selling activities of corporate insiders.

What information must be reported on sec form 4 statement?

Information such as the date of the transaction, description of the securities, the price of the securities, and the nature of ownership must be reported on SEC Form 4.

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