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FINANCIAL ADVISORY AND INTERMEDIARY SERVICES ACT (FANS) Act 37 of 2002
The General and Discretionary Code of Conduct has specific duties that relate to members of the industry
and includes the need
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What is financial advisory and intermediary?
Financial advisory and intermediary refers to the services provided by professionals who offer guidance and advice on financial matters to individuals or organizations.
Who is required to file financial advisory and intermediary?
Financial advisors and intermediaries who are engaged in providing financial advice or services are required to file financial advisory and intermediary forms.
How to fill out financial advisory and intermediary?
Financial advisory and intermediary forms can be filled out online or submitted manually by providing all necessary information about the financial advice or services provided.
What is the purpose of financial advisory and intermediary?
The purpose of financial advisory and intermediary is to ensure transparency and accountability in the financial services industry by documenting the advice and services provided.
What information must be reported on financial advisory and intermediary?
Information such as the type of financial services provided, fees charged, client information, and any conflicts of interest must be reported on financial advisory and intermediary forms.
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