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Broker of Record Form Attn: Broker Relations 500 Exchange Street Providence, RI 02903 BrokerRelations BCBS.regroup HealthEffective Date: Group DentalEmployer Group Name: Stand Alone VisionEmployer

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To fill out attn broker relations, follow these steps:

02

Start by providing your contact information including your name, address, email, and phone number.

03

Include the name and contact information of the brokerage firm you are representing.

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Specify the purpose or reason for writing the attn broker relations.

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Who needs attn broker relations?

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Attn broker relations may be needed by:

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- Individuals or businesses seeking to establish or maintain a professional relationship with a brokerage firm.

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- Parties who have concerns, complaints, or inquiries regarding broker services.

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- Investors or clients who require assistance or clarification in relation to their brokerage accounts.

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- Legal entities or regulatory bodies dealing with broker-related matters.

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What is attn broker relations?

Attn broker relations refers to the process of providing information regarding the relationship between a broker and their clients to regulatory authorities.

Who is required to file attn broker relations?

Brokers and brokerage firms are required to file attn broker relations.

How to fill out attn broker relations?

To fill out attn broker relations, brokers must provide details about their clients, the nature of the relationship, and any potential conflicts of interest.

What is the purpose of attn broker relations?

The purpose of attn broker relations is to ensure transparency and accountability in the broker-client relationship.

What information must be reported on attn broker relations?

Information such as client names, account numbers, trading activity, and any conflicts of interest must be reported on attn broker relations.

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