Get the free Form ADV Part 2A (Firm Brochure) 01/11/2016 4990 OH
Show details
FormADVPart2A(FirmBrochure) 01/11/2016 HoranCapitalAdvisors, LLC 4990EastGalbraithRoad Cincinnati,OH45236 5137450707 www.horancapitaladvisors.com ThisdocumentprovidesinformationaboutthequalificationsandbusinesspracticesofTheFirm.
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form adv part 2a
Edit your form adv part 2a form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form adv part 2a form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing form adv part 2a online
Follow the guidelines below to benefit from the PDF editor's expertise:
1
Log in to your account. Click on Start Free Trial and register a profile if you don't have one yet.
2
Upload a document. Select Add New on your Dashboard and transfer a file into the system in one of the following ways: by uploading it from your device or importing from the cloud, web, or internal mail. Then, click Start editing.
3
Edit form adv part 2a. Add and replace text, insert new objects, rearrange pages, add watermarks and page numbers, and more. Click Done when you are finished editing and go to the Documents tab to merge, split, lock or unlock the file.
4
Save your file. Choose it from the list of records. Then, shift the pointer to the right toolbar and select one of the several exporting methods: save it in multiple formats, download it as a PDF, email it, or save it to the cloud.
It's easier to work with documents with pdfFiller than you can have believed. Sign up for a free account to view.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form adv part 2a
How to fill out form adv part 2a
01
To fill out form Adv Part 2A, follow these steps:
02
Begin by entering your firm's name, address, and contact information in the designated fields.
03
Provide details about your registered investment adviser, such as its form of organization, jurisdictions where it operates, and the types of clients it serves.
04
Disclose any disciplinary events or legal proceedings involving your firm and its employees.
05
Describe your firm's investment strategies, including the types of securities you manage and the methods you use for analysis and investment decisions.
06
Explain your fee structure, including how fees are calculated and any potential conflicts of interest.
07
Provide information about your firm's business practices, such as supervisory procedures, custody of client assets, and potential risks.
08
Include additional disclosures required by the Securities and Exchange Commission (SEC) regarding your firm's operations.
09
Review the completed form for accuracy and completeness before submitting it to the SEC.
10
Note: It is recommended to consult with legal or compliance professionals to ensure compliance with all applicable regulations while filling out form Adv Part 2A.
Who needs form adv part 2a?
01
Form Adv Part 2A is required for registered investment advisers (RIAs) who are filing with the Securities and Exchange Commission (SEC).
02
RIAs who manage assets worth $25 million or more are mandated to file Form Adv Part 2A. However, some RIAs with assets under $25 million may also be required by state regulations to file this form.
03
Form Adv Part 2A provides crucial information to investors and the SEC about the RIA's business practices, investment strategies, and potential conflicts of interest.
Fill
form
: Try Risk Free
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
Can I create an electronic signature for signing my form adv part 2a in Gmail?
You can easily create your eSignature with pdfFiller and then eSign your form adv part 2a directly from your inbox with the help of pdfFiller’s add-on for Gmail. Please note that you must register for an account in order to save your signatures and signed documents.
How do I edit form adv part 2a on an iOS device?
No, you can't. With the pdfFiller app for iOS, you can edit, share, and sign form adv part 2a right away. At the Apple Store, you can buy and install it in a matter of seconds. The app is free, but you will need to set up an account if you want to buy a subscription or start a free trial.
How do I complete form adv part 2a on an Android device?
Use the pdfFiller app for Android to finish your form adv part 2a. The application lets you do all the things you need to do with documents, like add, edit, and remove text, sign, annotate, and more. There is nothing else you need except your smartphone and an internet connection to do this.
What is form adv part 2a?
Form ADV Part 2A is a disclosure document that provides information about a financial advisor's services, fees, conflicts of interest, and disciplinary history.
Who is required to file form adv part 2a?
Registered investment advisors (RIAs) are required to file Form ADV Part 2A with the Securities and Exchange Commission (SEC) or state securities regulators.
How to fill out form adv part 2a?
Form ADV Part 2A is typically filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv part 2a?
The purpose of Form ADV Part 2A is to provide clients and potential clients with important information about an investment advisor's business practices.
What information must be reported on form adv part 2a?
Form ADV Part 2A must include information about an advisor's services, fees, conflicts of interest, disciplinary history, and other relevant details.
Fill out your form adv part 2a online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form Adv Part 2a is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
