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CANDIDATE I OFFICEHOLDER CAMPAIGN FINANCE REPORTER C/OH COVER SHEET PG 1 12(Ethics Commission Filers)Total pages filed:15The C/OH Instruction Guide explains how to complete this form. 3 Candidates

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What is u4j?

U4J stands for Form U4, which is the Uniform Application for Securities Industry Registration or Transfer.

Who is required to file u4j?

Individuals seeking registration with a securities firm or transferring between securities firms are required to file Form U4.

How to fill out u4j?

Form U4 can be filled out electronically through the Central Registration Depository (CRD) system or manually by submitting a paper form.

What is the purpose of u4j?

The purpose of Form U4 is to collect information about individuals applying for registration in the securities industry to help regulators assess their qualifications and background.

What information must be reported on u4j?

Form U4 requires information such as personal background, employment history, disciplinary history, and regulatory disclosures.

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