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FORM ADV PART 2A BROCHURE May 15, 2019FORM ADV PART 2A BROCHURE BOOKSTORE CAPITAL MANAGEMENT, LLC 1745 S. NAPERVILLE ROAD, SUITE 200 WHEATON, IL 60189 FIRM CRD/ IARD # 141413 SEC FILE # 80168010 6306531400

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How to fill out form adv part 2a

01

To fill out Form ADV Part 2A, follow these steps:

02

Start by providing general information about your firm, such as its name, address, and contact details.

03

Describe your firm's ownership structure and any related businesses.

04

Indicate whether your firm is registered with any other regulatory authorities.

05

Summarize your firm's business and any additional services or products offered.

06

Detail your firm's fees, including how they are calculated and any conflicts of interest.

07

Provide information about your firm's disciplinary history, if applicable.

08

Explain your firm's investment strategies and any risks associated with them.

09

Describe your firm's educational and professional background, as well as any qualifications or credentials.

10

Include information about your firm's employees and their roles within the organization.

11

Disclose any affiliations or relationships that may pose a conflict of interest.

12

Provide additional information or disclosures as required by the form.

13

Review the completed form for accuracy and make any necessary revisions.

14

Sign and date the form.

15

Submit the form to the appropriate regulatory authority.

Who needs form adv part 2a?

01

Form ADV Part 2A is required for investment advisers registered with the Securities and Exchange Commission (SEC) or state securities authorities.

02

Additionally, investment advisers with over $25 million in assets under management are required to file Form ADV with the SEC, regardless of any state requirements.

03

This form provides important information to clients and regulators about the investment adviser's services, fees, conflicts of interest, and disciplinary history.

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What is form adv part 2a?

Form ADV Part 2A is a document filed with the Securities and Exchange Commission (SEC) by investment advisors.

Who is required to file form adv part 2a?

Investment advisors registered with the SEC are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A can be filled out online through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and potential clients with information about an investment advisor's services, fees, and conflicts of interest.

What information must be reported on form adv part 2a?

Form ADV Part 2A requires information about an investment advisor's business practices, disciplinary history, and other key details.

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