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Get the free Form ADV Part 2A Firm Brochure - wealth.advisorsexcel.com

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2950 SW McClure Rd, Suite B Topeka, Kansas 66614 (866) 3639595 https://wealth.advisorsexcel.comForm ADV Part 2A Firm BrochureDate of Brochure: March 30, 2019This brochure provides information about
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How to fill out form adv part 2a

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To fill out form adv part 2a, follow these steps:
02
Start by providing general firm information such as the name, address, and contact details.
03
Next, include details about the firm's ownership structure, including any affiliations or subsidiaries.
04
Provide information about the firm's employees and their qualifications, including any disciplinary history.
05
Outline the firm's investment strategies, including the types of assets it manages and any specific methodologies.
06
Explain the firm's fee structure, including any performance-based fees or additional charges.
07
Discuss the firm's financial industry affiliations or memberships.
08
Provide details about any potential conflicts of interest the firm may have.
09
Summarize the firm's disciplinary history, including any legal or regulatory actions taken against it.
10
Finally, review the completed form for accuracy and compliance before submitting it according to the provided instructions.

Who needs form adv part 2a?

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Form adv part 2a is needed by investment advisers who are registered with the Securities and Exchange Commission (SEC). It is a required disclosure document that provides information about the firm's services, fees, and potential conflicts of interest to clients and prospective clients. It helps investors make informed decisions about whether to engage the services of a particular investment adviser.
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Form ADV Part 2A is a disclosure document that provides information about a registered investment adviser.
Registered investment advisers are required to file Form ADV Part 2A.
Form ADV Part 2A can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV Part 2A is to provide clients and prospects with information about an investment adviser's business practices, conflicts of interest, and other relevant information.
Information that must be reported on Form ADV Part 2A includes an adviser's services, fees, disciplinary history, conflicts of interest, and other key disclosures.
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