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Get the free Interpretive Release: Electronic Storage of Broker-Dealer ... - SEC.gov

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If 0 MB APPROVAL 0 MB Number 323501SIONSEC12062763ANEstimated hours UAL AUDITEDburdenaverage12.00perresponse8atICflrnviSECPARTIIIFILENUMBER816432FACING PAGE Required of Brokers and Dealers PLMUh1tltfXn
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Interpretive release electronic storage refers to the system or method used to store electronically the information related to the interpretation of regulations or guidelines.
All organizations or individuals subject to regulatory interpretations are required to file interpretive release electronic storage.
Interpretive release electronic storage can be filled out by entering the required information into the designated electronic storage system.
The purpose of interpretive release electronic storage is to provide a centralized location for storing and accessing information related to regulatory interpretations.
Information related to the interpretation of regulations, guidelines, and compliance requirements must be reported on interpretive release electronic storage.
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