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IFID II Information Note
(applicable starting with 03.01.2019)On January 3rd, 2018 came into force the European legislative package generically called IFID II
and Mi FIR, which regulates the financial
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How to fill out mifid ii information note
How to fill out mifid ii information note
01
To fill out a MiFID II Information Note, follow these steps:
02
Start by providing your firm's legal name, address, and contact details.
03
Indicate whether you are an investment firm or a credit institution.
04
Specify the category of the client for whom the Information Note is being prepared.
05
Include the client's name, address, and contact details.
06
Fill in the client's financial instrument portfolio information.
07
Provide details about the client's knowledge and experience in the investment field.
08
Determine the client's investment objectives and risk tolerance.
09
Assess the suitability of the proposed financial instruments for the client.
10
Include any additional information or explanations required.
11
Review the completed Information Note for accuracy and completeness before submission.
Who needs mifid ii information note?
01
MiFID II Information Note is required for investment firms and credit institutions when providing services to clients who are natural persons.
02
It is necessary to comply with the MiFID II regulation and ensure proper disclosure of information to clients.
03
Both investment firms and credit institutions must prepare and provide the Information Note as part of their regulatory obligations.
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