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SEC Ma PrOC6 SectionR018005188OMB NOuMmBbAPPROV3A2L350123 Expires: August 31, 2020, Estimated average burdenNUAL AUDITED RE Washington DC 408RThoursperresponse......12.00FOR M X17APA RT 111 FACING
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Form MA-SECGOV is a form used for securities governance reporting by certain regulated entities.
Regulated entities such as investment advisers and broker-dealers are required to file Form MA-SECGOV.
Form MA-SECGOV can be filled out electronically through the SEC's EDGAR system.
The purpose of Form MA-SECGOV is to provide the SEC with information on securities governance practices and procedures.
Information such as the entity's governance structure, policies and procedures related to securities regulation, and compliance oversight must be reported on Form MA-SECGOV.
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