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RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository) and

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How to fill out sec rule 15c2-12 continuing

01

Start by obtaining a copy of the SEC Rule 15c2-12 Continuing Disclosure Agreement form.

02

Fill out the first section, which includes basic information such as the name of the issuer, the CUSIP number, and the name of the obligated person.

03

Provide information about the issue of securities, including the type of securities being issued, the interest payment schedule, and any credit enhancements.

04

Next, disclose any material events that may affect the securities, such as a default or a change in the issuer's financial condition.

05

Include information about any service providers involved in the issuance, such as the underwriter or bond counsel.

06

Finally, sign and date the form, and make sure that it is properly executed according to the rules and regulations set forth by the SEC.

Who needs sec rule 15c2-12 continuing?

01

SEC Rule 15c2-12 Continuing Disclosure is relevant to issuers of municipal securities.

02

It is also important for underwriters, bond counsel, and other parties involved in the issuance of municipal securities.

03

Investors in municipal securities may also benefit from the information provided under this rule.

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What is sec rule 15c2-12 continuing?

Sec Rule 15c2-12 continuing refers to the requirement for municipal securities issuers and obligated persons to continue to disclose certain information to the market.

Who is required to file sec rule 15c2-12 continuing?

Municipal securities issuers and obligated persons are required to file sec rule 15c2-12 continuing.

How to fill out sec rule 15c2-12 continuing?

Sec rule 15c2-12 continuing can be filled out by providing the required information on an ongoing basis as per the regulations.

What is the purpose of sec rule 15c2-12 continuing?

The purpose of sec rule 15c2-12 continuing is to ensure transparency and provide investors with relevant information about municipal securities.

What information must be reported on sec rule 15c2-12 continuing?

Information such as financial statements, material events, and operating data must be reported on sec rule 15c2-12 continuing.

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