Form preview

Get the free SEC FORM 12-1, AS AMENDED - PDF

Get Form
As filed with the U.S. Securities and Exchange Commission on July 1, 2019, Registration No. 333UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549FORM S8 REGISTRATION STATEMENT UNDER THE
We are not affiliated with any brand or entity on this form

Get, Create, Make and Sign sec form 12-1 as

Edit
Edit your sec form 12-1 as form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share
Share your form instantly
Email, fax, or share your sec form 12-1 as form via URL. You can also download, print, or export forms to your preferred cloud storage service.

Editing sec form 12-1 as online

9.5
Ease of Setup
pdfFiller User Ratings on G2
9.0
Ease of Use
pdfFiller User Ratings on G2
Use the instructions below to start using our professional PDF editor:
1
Register the account. Begin by clicking Start Free Trial and create a profile if you are a new user.
2
Prepare a file. Use the Add New button. Then upload your file to the system from your device, importing it from internal mail, the cloud, or by adding its URL.
3
Edit sec form 12-1 as. Rearrange and rotate pages, add and edit text, and use additional tools. To save changes and return to your Dashboard, click Done. The Documents tab allows you to merge, divide, lock, or unlock files.
4
Get your file. When you find your file in the docs list, click on its name and choose how you want to save it. To get the PDF, you can save it, send an email with it, or move it to the cloud.
pdfFiller makes dealing with documents a breeze. Create an account to find out!

Uncompromising security for your PDF editing and eSignature needs

Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
GDPR
AICPA SOC 2
PCI
HIPAA
CCPA
FDA

How to fill out sec form 12-1 as

Illustration

How to fill out sec form 12-1 as

01
To fill out SEC Form 12-1, follow these steps:
02
Obtain a copy of SEC Form 12-1 from the official website of the Securities and Exchange Commission (SEC).
03
Read the instructions carefully to understand the requirements and information needed for the form.
04
Provide the necessary personal information, such as your name, address, and contact details.
05
Fill in the details of the securities offering, including the type of securities being offered and the intended use of the proceeds.
06
Include any relevant financial statements, exhibits, or attachments as required by the form.
07
Review the completed form thoroughly to ensure accuracy and completeness.
08
Sign and date the form as the issuer or authorized representative.
09
Submit the completed SEC Form 12-1 to the SEC according to their specified submission methods and deadlines.
10
Keep a copy of the filled form for your records.
11
Note: It is recommended to seek professional advice or consult the SEC guidelines for specific details related to your securities offering.

Who needs sec form 12-1 as?

01
SEC Form 12-1 is needed by individuals or entities who are planning to offer securities to the public. It is required by the Securities and Exchange Commission (SEC) to ensure compliance with regulatory and disclosure requirements. Any issuer, either corporate or individual, who intends to raise capital through the sale of securities needs to fill out SEC Form 12-1.
Fill form : Try Risk Free
Users Most Likely To Recommend - Summer 2025
Grid Leader in Small-Business - Summer 2025
High Performer - Summer 2025
Regional Leader - Summer 2025
Easiest To Do Business With - Summer 2025
Best Meets Requirements- Summer 2025
Rate the form
4.2
Satisfied
47 Votes

For pdfFiller’s FAQs

Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.

By integrating pdfFiller with Google Docs, you can streamline your document workflows and produce fillable forms that can be stored directly in Google Drive. Using the connection, you will be able to create, change, and eSign documents, including sec form 12-1 as, all without having to leave Google Drive. Add pdfFiller's features to Google Drive and you'll be able to handle your documents more effectively from any device with an internet connection.
Once you are ready to share your sec form 12-1 as, you can easily send it to others and get the eSigned document back just as quickly. Share your PDF by email, fax, text message, or USPS mail, or notarize it online. You can do all of this without ever leaving your account.
Complete your sec form 12-1 as and other papers on your Android device by using the pdfFiller mobile app. The program includes all of the necessary document management tools, such as editing content, eSigning, annotating, sharing files, and so on. You will be able to view your papers at any time as long as you have an internet connection.
SEC Form 12-1 is a form filed with the Securities and Exchange Commission by certain investment companies that elect to be regulated as business development companies.
Investment companies that elect to be regulated as business development companies are required to file SEC Form 12-1.
SEC Form 12-1 is filled out by providing detailed information about the investment company electing to be a business development company, including financial data, investment strategies, and other relevant information.
The purpose of SEC Form 12-1 is to provide transparency and regulatory oversight of investment companies that operate as business development companies.
SEC Form 12-1 requires reporting of financial information, investment strategies, management details, and other relevant information about the investment company electing to be a business development company.
Fill out your sec form 12-1 as online with pdfFiller!

pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.

Get started now
Form preview
If you believe that this page should be taken down, please follow our DMCA take down process here .
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.