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Last Update:FR Y9LP OMB Number 71000128 Approval expires July 31, 2018-Page 1 of 920151116.075709RSSD ID:Board of Governors of the Federal Reserve System1068025Parent Company Only Financial Statements

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What is 5b and section 10b2?

5b and section 10b2 refer to sections of the Securities Exchange Act of 1934.

Who is required to file 5b and section 10b2?

Companies listed on U.S. stock exchanges are required to file 5b and section 10b2.

How to fill out 5b and section 10b2?

5b and section 10b2 are typically filled out by the company's legal or compliance team following the guidelines provided by the Securities and Exchange Commission (SEC).

What is the purpose of 5b and section 10b2?

The purpose of 5b and section 10b2 is to ensure transparency and prevent insider trading in the stock market.

What information must be reported on 5b and section 10b2?

Information related to insider trading, stock transactions, and material non-public information must be reported on 5b and section 10b2.

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