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RULE 15c212 FILING COVER SHEET This cover sheet is sent with all submissions to the Municipal Securities Rule making Board (the Nationally Recognized Municipal Securities Information Repository) and
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How to fill out rule 15c2-12 filing cover

01
To fill out rule 15c2-12 filing cover, follow these steps:
02
Gather all necessary documentation and information related to the filing.
03
Create a cover sheet that includes the following details:
04
- Name and contact information of the filing entity
05
- Name and contact information of the issuer
06
- Description of the securities being offered
07
- Purpose of the filing
08
- Any additional relevant information or disclosures
09
Review the completed cover sheet for accuracy and completeness.
10
Attach the cover sheet to the corresponding filing document.
11
Submit the filing cover, along with the filing document, to the appropriate regulatory authority.
12
Keep a copy of the completed filing cover and all related documents for your records.

Who needs rule 15c2-12 filing cover?

01
Rule 15c2-12 filing cover is required for any entity that is filing under Rule 15c2-12 of the Securities Exchange Act of 1934.
02
This rule applies to certain participants in the municipal securities market, including brokers, dealers, and municipal securities dealers.
03
These entities must file the cover sheet along with the relevant documents to comply with the reporting requirements outlined in Rule 15c2-12.
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Rule 15c2-12 filing cover refers to the submission of certain material events or information related to municipal securities to the Municipal Securities Rulemaking Board (MSRB) for public disclosure.
Under the rule, municipal securities issuers, obligated persons, and underwriters are required to file rule 15c2-12 filing cover.
Rule 15c2-12 filing cover can be filled out electronically through the MSRB's Electronic Municipal Market Access (EMMA) system.
The purpose of rule 15c2-12 filing cover is to provide transparency and disclosure of material information related to municipal securities to investors and other market participants.
Information such as financial statements, audited reports, notices of material events, and other pertinent information must be reported on rule 15c2-12 filing cover.
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