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The ATS
Buyers Guide
Uncover the features you really need
and find out how to assess the options available. The ATS Buyers Guide1Contents
3Introduction4Do you need an ATS?6Building a use case9Whats
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What is form ats?
Form ATS is a form that must be filed by certain alternative trading systems with the SEC.
Who is required to file form ats?
Alternative trading systems that meet certain threshold requirements set by the SEC are required to file form ATS.
How to fill out form ats?
Form ATS can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
What is the purpose of form ats?
The purpose of form ATS is to provide the SEC with information about the operations and trading activities of alternative trading systems.
What information must be reported on form ats?
Form ATS requires information about the types of securities traded, the number of trades executed, the number of customers, fees charged, and other operational details.
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