Get the free SEC Form 17-C - Securities and Exchange Commission
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18/04/2018, 3×00 PMC017372018SECURITIES AND EXCHANGE COMMISSION
SEC FORM 17C
CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.2(c) THEREUNDER1. Date of Report (Date
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How to fill out sec form 17-c
How to fill out sec form 17-c
01
To fill out SEC Form 17-C, follow the steps below:
02
Start by entering the issuer's name and issuer's SEC registration number.
03
Provide the effective date of the transaction and the name of the director or officer involved.
04
Specify the nature of the transaction and whether it is an acquisition or disposition.
05
Enter the number of shares involved in the transaction and the price per share.
06
Indicate the purpose of the transaction and any related agreements or contracts.
07
Attach any necessary supporting documents, such as contracts or agreements.
08
Sign and date the form before submitting it to the SEC.
09
Keep a copy of the filled-out form for your records.
Who needs sec form 17-c?
01
SEC Form 17-C is required to be filled out by directors, officers, and principal stockholders of registered corporations in the Philippines who acquire or dispose of shares of stock of their own corporation.
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What is sec form 17-c?
SEC form 17-C is a document filed by registered broker-dealers to update their membership status with the Securities and Exchange Commission.
Who is required to file sec form 17-c?
Registered broker-dealers are required to file SEC form 17-C.
How to fill out sec form 17-c?
SEC form 17-C can be filled out electronically through the SEC's EDGAR system or manually by submitting a paper form.
What is the purpose of sec form 17-c?
The purpose of SEC form 17-C is to keep the SEC informed about changes in a broker-dealer's membership status.
What information must be reported on sec form 17-c?
SEC form 17-C requires information such as the broker-dealer's name, address, SEC registration number, and any changes in membership status.
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