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June 4, 2002, James A. Brigagliano Assistant Director, Trading Practices Division of Market Regulation Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re:SRNASD200274
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Assistant director trading practices involve monitoring and regulating the trading activities within an organization to ensure compliance with industry regulations.
Employees who are in a position of authority or have access to sensitive information related to trading practices are typically required to file assistant director trading practices.
Assistant director trading practices can be filled out by providing detailed information about any trades made, conflicts of interest, and compliance with regulatory requirements.
The purpose of assistant director trading practices is to promote transparency, integrity, and accountability within an organization's trading activities.
Information such as details of trades made, any conflicts of interest, and compliance with regulatory requirements must be reported on assistant director trading practices.
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