Get the free Form 19b-4 - nasdaq omx bx

Derivative Securities Product Pursuant to Rule 19b4(e) Under the SecuritiesExchange ... NASDAQ OX BX, Inc. (traded pursuant to unlisted trading privileges).

How to fill out form 19b-4 - nasdaq

How to fill out form 19b-4 - NASDAQ:

1. Start by entering your name and contact information at the top of the form. This includes your full legal name, address, phone number, and email address.
2. Next, provide your NASDAQ ticker symbol or your company's name if you do not have a ticker symbol yet.
3. Indicate the reason for filing the form, whether it is for an initial listing, additional shares, or other relevant purposes.
4. Specify the number of shares or securities you are seeking to list or register on NASDAQ.
5. If you are filing the form for additional shares, include the total number of shares or securities you have registered to date.
6. Fill in the amount of securities you are offering and their proposed price per share, if applicable.
7. Describe the details of any concurrent offerings or sales if they are related to the securities being registered.
8. Indicate whether there will be any underwriters involved in the offering and provide their names and contact information.
9. Include any additional information or disclosures required by NASDAQ regulations or any other relevant parties.
10. Finally, sign and date the form to certify that the information provided is accurate and complete.

Who needs form 19b-4 - NASDAQ:

1. Companies or issuers seeking to list securities on the NASDAQ stock exchange.
2. Businesses planning to offer additional shares or securities to the public.
3. Organizations looking to register their securities for trading on NASDAQ or making changes to an existing registration.

For pdfFiller’s FAQs

What is form 19b-4 - nasdaq?

Form 19b-4 is a form that must be filed with the SEC by national securities exchanges seeking approval to list new securities or securities that are already listed on other exchanges.

Who is required to file form 19b-4 - nasdaq?

National securities exchanges are required to file form 19b-4 with the SEC.

How to fill out form 19b-4 - nasdaq?

Form 19b-4 must be filled out according to the instructions provided by the SEC, including providing detailed information about the securities to be listed and the exchange's rules and procedures.

What is the purpose of form 19b-4 - nasdaq?

The purpose of form 19b-4 is to provide the SEC with information about the securities to be listed on the exchange and to ensure that the listing complies with applicable laws and regulations.

What information must be reported on form 19b-4 - nasdaq?

Form 19b-4 requires information about the issuer of the securities, the terms of the securities, the rules and procedures of the exchange, and any other relevant information.

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