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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549FORM 10Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended

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Ladenburg Thalmann Financial Services is a diversified financial services company providing a range of services including investment banking, asset management, and securities brokerage.

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Individuals or entities that have financial transactions or investments through Ladenburg Thalmann Financial Services may be required to file certain forms or reports with the relevant regulatory authorities.

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