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Broker or dealer with a minimum net capital requirement of $5,000 or greater. ...pursuant to section 240.15c31(a)(2) shall file Part I of Form BDY2K prepared as ...

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What is form bd-y2k - secgov?

Form BD-Y2K is a filing required by the Securities and Exchange Commission (SEC) for broker-dealers to report their Year 2000 readiness.

Who is required to file form bd-y2k - secgov?

All broker-dealers registered with the SEC are required to file Form BD-Y2K.

How to fill out form bd-y2k - secgov?

Form BD-Y2K can be filled out electronically through the SEC's EDGAR system.

What is the purpose of form bd-y2k - secgov?

The purpose of Form BD-Y2K is to assess the Year 2000 readiness of broker-dealers and ensure they are prepared for potential technology issues.

What information must be reported on form bd-y2k - secgov?

Broker-dealers must report on their Year 2000 compliance efforts, including any potential risks and contingency plans.

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