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NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C. 20002 202/7370900 Fax: 202/7833571 www.nasaa.org NASA December 12, 2013, The Honorable
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NASAA - Securities and is the North American Securities Administrators Association's annual reporting program for investment advisers.
Investment advisers registered with state securities regulators are required to file NASAA - Securities and.
Investment advisers can fill out NASAA - Securities and online through the NASAA electronic filing system.
The purpose of NASAA - Securities and is to provide state securities regulators with important information about investment advisers' business practices and activities.
Information such as assets under management, number of clients, types of clients, and disciplinary history must be reported on NASAA - Securities and.
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