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COVER Percipient Committee Campaign Statement Cover Page Date StampStatement covers periods INSTRUCTIONS ON REVERSED ate of election if applicable:(Month, Day. Year)01/01/2018from06/30/2018through.0
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What is cover page form w?
Cover page form W, also known as Form ADV Part 1, is a form that investment advisers are required to file with the Securities and Exchange Commission (SEC) to register as an investment adviser.
Who is required to file cover page form w?
Investment advisers who meet certain criteria defined by the SEC are required to file cover page form W.
How to fill out cover page form w?
Cover page form W can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of cover page form w?
The purpose of cover page form W is to provide the SEC with basic information about an investment adviser's business, ownership, clients, employees, and any disciplinary history.
What information must be reported on cover page form w?
Information such as the adviser's contact information, number of clients, assets under management, ownership structure, and any regulatory actions must be reported on cover page form W.
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