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REGULATION IN FORCE FROM MAY 31, 2013, TO DECEMBER 31, 2013, Last amendment in force on May 31, 2013, This document has official status Chapter V1.1, r. 42 REGULATION DISCLOSURE 81106 RESPECTING INVESTMENT
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How to fill out regulation 81-106 respecting investment:

01
Familiarize yourself with the purpose and scope of regulation 81-106 respecting investment. This regulation sets out the requirements for investment funds in Canada, including disclosure requirements, portfolio management practices, and conflicts of interest.
02
Review the specific sections of the regulation that pertain to your situation. Make sure you understand the obligations and responsibilities outlined in each section.
03
Identify the relevant forms or documents that need to be completed. This may include prospectus filings, annual information forms, and other disclosure documents.
04
Gather the necessary information and data required to complete the forms. This may include financial statements, investment strategies, and details about your fund's management team.
05
Fill out the forms accurately and completely. Pay close attention to any specific instructions or requirements provided in the regulation or guidelines.
06
Ensure that all required signatures and attestations have been obtained. This may include signatures from the fund manager, auditor, and other applicable parties.
07
Review the completed forms for accuracy and completeness. Double-check all calculations and ensure that all necessary information has been provided.
08
Submit the completed forms to the appropriate regulatory authorities within the specified deadlines.
09
Keep a copy of the completed forms and any supporting documents for your records.

Who needs regulation 81-106 respecting investment?

01
Investment fund managers: This regulation applies to individuals or firms who manage investment funds in Canada. They have the responsibility to comply with the specific requirements outlined in regulation 81-106.
02
Investment fund administrators: Those involved in administrating investment funds are also subject to regulation 81-106. They must ensure that the necessary forms and documents are properly completed and submitted as required.
03
Compliance officers and legal counsel: Individuals responsible for ensuring that investment fund operations adhere to regulatory requirements must be knowledgeable about regulation 81-106 and its implications for fund management and disclosure.
04
Investors and stakeholders: Although not directly subject to the regulation, investors and other stakeholders involved with investment funds should be aware of regulation 81-106. This allows them to understand the obligations of fund managers and administrators to ensure transparency and compliance.
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Regulation 81-106 respecting investment sets out requirements for mutual funds in Canada.
Mutual funds in Canada are required to file regulation 81-106 respecting investment.
Regulation 81-106 respecting investment can be filled out online through the appropriate regulatory authorities.
The purpose of regulation 81-106 respecting investment is to ensure transparency and accountability in the mutual funds industry.
Information such as the fund's holdings, performance, fees, and expenses must be reported on regulation 81-106 respecting investment.
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