Get the free FORM 4 - Investors - Marsh & McLennan Companies

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB

How to fill out form 4 - investors

How to fill out form 4 - investors

1. To fill out form 4 - investors, follow these steps:
2. Start by entering your personal information in the designated fields. This includes your full name, address, and contact details.
3. Indicate your status as an investor by providing information about your investment experience and financial background.
4. Specify the type of investment you are involved in, such as stocks, bonds, or mutual funds.
5. Provide details about the specific transactions you are reporting on the form. This includes the date of the transaction, the name of the security involved, and the nature of the transaction (buy, sell, or other).
6. Calculate the total amount or value of the securities involved in each transaction and enter it accurately.
7. If there are any non-transaction holdings that need to be reported, provide the necessary details.
8. Sign and date the form to certify the accuracy of the information provided.
9. Submit the completed form to the appropriate regulatory authority or organization as instructed.

Who needs form 4 - investors?

1. Form 4 - investors is needed by individuals or entities who are considered insiders or significant shareholders in a publicly traded company.
2. It is required by the U.S. Securities and Exchange Commission (SEC) to ensure transparency and prevent insider trading.
3. Investors who meet certain criteria, such as owning more than 10% of a company's stock or being an officer or director of the company, are required to fill out form 4 to report their transactions and holdings.
4. This form helps regulators and other investors track the buying and selling activities of insiders, which can provide useful information about the overall market sentiment and potential conflicts of interest.

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What is form 4 - investors?

Form 4 - investors is a document filed with the Securities and Exchange Commission (SEC) by company insiders who make trades of company stock.

Who is required to file form 4 - investors?

Company insiders such as directors, officers, and beneficial owners of more than 10% of a class of the company's equity securities are required to file form 4 - investors.

How to fill out form 4 - investors?

Form 4 - investors can be filled out electronically on the SEC's website using a unique login ID and password assigned to each filer.

What is the purpose of form 4 - investors?

The purpose of form 4 - investors is to provide transparency and public disclosure of insider trading activities to protect investors and maintain the integrity of the financial markets.

What information must be reported on form 4 - investors?

Information related to the insider's identity, the company's securities traded, the type of transaction (e.g. purchase or sale), the date of the transaction, and the price and quantity of securities traded must be reported on form 4 - investors.