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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549FORM 10K annual report pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 For the fiscal year ended December
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United States securities and are financial instruments such as stocks, bonds, and mutual funds that are regulated by the Securities and Exchange Commission (SEC).
Any individual or company that issues or trades securities in the United States is required to file with the SEC.
Filing requirements for United States securities can vary depending on the type of security being issued. Generally, filers must provide information about the security, the issuing company, and any potential risks.
The purpose of United States securities regulation is to protect investors by ensuring transparency and disclosure in the financial markets.
Information that must be reported on United States securities filings includes financial statements, risk factors, management discussion and analysis, and executive compensation.
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