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SEC Form 4FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction
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How to fill out sec form 4 form

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How to fill out sec form 4 form

01
To fill out SEC Form 4, follow these steps:
02
Begin by providing your name, position, and title in the appropriate fields.
03
Indicate the name of the issuer, which refers to the company whose securities are being traded.
04
Specify the type of transaction being reported, such as a purchase or sale of securities.
05
Enter either the transaction date or the date of the event that caused the reporting obligation.
06
Report the nature of ownership, whether it is direct or indirect.
07
Fill in the number of securities involved in the transaction.
08
Provide details on the price at which the transaction occurred.
09
Calculate the total value of the transaction.
10
Indicate the form of ownership, such as sole ownership or joint ownership.
11
Enter the date of filing and the reporting person's signature, acknowledging the accuracy of the information provided.
12
Please note that these are general guidelines, and it is advisable to consult the SEC's official instructions for SEC Form 4 to ensure accurate completion.

Who needs sec form 4 form?

01
SEC Form 4 is required to be filled out by individuals holding positions of authority or insider status in companies whose securities are registered with the United States Securities and Exchange Commission (SEC). This includes officers, directors, and beneficial owners of 10% or more of a class of the company's securities.
02
The purpose of SEC Form 4 is to report any changes in ownership or transactions involving such securities within a specific timeframe. By submitting this form, it helps to ensure transparency and compliance with the SEC's regulations regarding insider trading and disclosure.
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SEC Form 4 is a document filed with the Securities and Exchange Commission (SEC) to report transactions involving a company's securities by directors, officers, and other insiders.
Directors, officers, and certain other insiders of a company are required to file SEC Form 4 when they engage in transactions involving the company's securities.
SEC Form 4 must be filled out electronically via the SEC's EDGAR system. The form requires information about the individual filer, the company whose securities are being traded, and details of the transactions.
The purpose of SEC Form 4 is to provide transparency and accountability regarding transactions in a company's securities by insiders. This helps investors and the public to monitor trading activities by company insiders.
SEC Form 4 requires detailed information about the insider making the transaction, the company's securities involved, the date of the transaction, the price of the securities, and the nature of the transaction (such as buy or sell).
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