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SEC Form 4FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSIONCheck this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).OMB Number: hours
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Step 1: Gather all the necessary information and documents that will be required to fill out Form 4 as an investor.
02
Step 2: Start by providing your personal details such as your name, address, and social security number.
03
Step 3: Provide details about the company you are investing in, including its name, ticker symbol, and the date of the transaction.
04
Step 4: Fill out the details of the specific securities you are acquiring or disposing of, including the type of security, the number of shares or options, and the price per share.
05
Step 5: Indicate the reason for filing the Form 4, whether it's an initial filing, amendment, or a reporting of a transaction.
06
Step 6: Sign and date the form to certify the accuracy of the information provided.
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Step 7: Submit the completed Form 4 to the appropriate regulatory authority, such as the Securities and Exchange Commission (SEC).

Who needs form 4 - investor?

01
Form 4 - investor is needed by any individual or entity that is considered an 'insider' of a publicly traded company.
02
These insiders include corporate directors, officers, and certain beneficial owners of more than 10% of a company's voting stock.
03
Filing Form 4 is a regulatory requirement to disclose their trading activities and shareholdings in the company.
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Form 4 - investor is a document that must be filed with the Securities and Exchange Commission (SEC) by individuals or entities who have acquired ownership in a publicly traded company.
Any insider who owns more than 10% of a company's stock or is a director or officer of a company is required to file form 4 - investor.
Form 4 - investor must be filled out with accurate information regarding the insider's transactions and ownership in the company. It must be filed electronically through the SEC's EDGAR system.
The purpose of form 4 - investor is to provide transparency and disclosure of insider transactions to investors and the public.
Form 4 - investor must include information on the insider's transactions, including the date of the transaction, number of securities involved, and the nature of the transaction.
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