Get the free Form ADV Part 2A: Firm Brochure Brochure Cover Page

Form ADV Part 2A: Firm Brochure Cover Page Grant/GrossMendelsohn, LLC DBA GYM Wealth Advisors SEC File No. 80150972 1801 Porter Street, Suite 500 Baltimore, MD 21230 Phone: 4106859685 Email: Info×GGMWealthAdvisors.com Website:

How to fill out form adv part 2a

How to fill out form adv part 2a

1. To fill out Form ADV Part 2A, follow these steps:
2. Begin by providing your firm's contact information, including its legal name, address, and contact details.
3. Identify any other business names used by your firm, along with the states or jurisdictions in which these names are used.
4. Disclose information about your firm's ownership structure, including any individuals or entities with a 25% or greater ownership interest.
5. Provide details on your firm's management and key personnel, including their names, titles, and responsibilities.
6. Describe the types of clients your firm serves, including individuals, high-net-worth individuals, corporations, or other entities.
7. Outline the services your firm offers, such as investment management, financial planning, or advisory consulting.
8. Disclose any compensation arrangements, including fee-based or commission-based structures, and any potential conflicts of interest.
9. Provide information on any disciplinary events involving your firm or its personnel, including regulatory actions or criminal convictions.
10. Include financial information, such as your firm's balance sheet, income statement, and assets under management.
11. Finally, review and sign the form, certifying that the information provided is accurate and complete.
12. Remember to carefully review all instructions and requirements provided by the SEC before submitting Form ADV Part 2A.

Who needs form adv part 2a?

1. Form ADV Part 2A is required for registered investment advisers who provide advisory services to clients.
2. This includes firms that offer investment management, financial planning, or advisory consulting for compensation.
3. If your firm falls under the definition of an investment adviser and is registered with the Securities and Exchange Commission (SEC) or a state securities regulator, you need to file Form ADV Part 2A.
4. It is important to consult the SEC's guidelines and regulations to determine if your firm meets the requirements for filing this form.

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What is form adv part 2a?

Form ADV Part 2A is a disclosure document required to be filed by investment advisers with the Securities and Exchange Commission (SEC) or state regulators.

Who is required to file form adv part 2a?

Investment advisers registered with the SEC or state regulators are required to file Form ADV Part 2A.

How to fill out form adv part 2a?

Form ADV Part 2A should be filled out by providing detailed information about the investment adviser's business practices, services offered, fees charged, conflicts of interest, and disciplinary history.

What is the purpose of form adv part 2a?

The purpose of Form ADV Part 2A is to provide clients and prospective clients with important information about an investment adviser's business, fees, services, and potential conflicts of interest.

What information must be reported on form adv part 2a?

Information such as the investment adviser's services, fees, disciplinary history, conflicts of interest, and key personnel must be reported on Form ADV Part 2A.