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Important Notice The Depository Trust Company #:385316Date:October 4, 2016To:All ParticipantsCategory:DividendsFrom:International ServicesAttention:Operations, Reorg & Dividend Managers, Partners
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Legal & regulatory refers to laws and regulations that govern businesses and industries.
Businesses and individuals operating in regulated industries are required to file legal & regulatory documents.
Legal & regulatory documents can typically be filled out online or sent via mail to the appropriate regulatory agency.
The purpose of legal & regulatory is to ensure compliance with laws and regulations, protect consumers, and maintain a fair and competitive marketplace.
Legal & regulatory documents may require information such as financial data, compliance records, and business operations.
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