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OMB APPROVAL OMB Number: 32350123 Expires: August 31, 2020, Estimated average burden hours per response. . . 12.00UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL AUDITED
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Luma Securities LLC is a financial services firm that provides investment banking and brokerage services.
Securities firms or individuals involved in securities trading are required to file Luma Securities LLC.
To fill out Luma Securities LLC, you need to provide detailed information about the securities transactions conducted by the firm.
The purpose of Luma Securities LLC is to report securities transactions and ensure compliance with regulations.
Information such as the type of securities traded, the parties involved, and the details of the transactions must be reported on Luma Securities LLC.
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