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FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: AURORA INVESTMENT COUNSEL CRD Number: 107460Annual Amendment All Sections
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To fill out Form ADV-Aurora, follow these steps:
02
Start by providing your basic information such as your name, address, and contact details.
03
Indicate the type of advisory services you offer and provide a detailed description of your business.
04
Disclose any affiliations or relationships with other financial institutions or advisory firms.
05
Provide information about your education, professional qualifications, and experience.
06
List any disciplinary history or legal proceedings that may affect your ability to provide advisory services.
07
Detail your fee structure and the types of compensation you receive.
08
Describe your investment strategies and any risks associated with them.
09
Provide information about your clients and assets under management.
10
Include any additional information or disclosures required by the form.
11
Review the completed form for accuracy and completeness before submitting it.

Who needs form adv - aurora?

01
Form ADV-Aurora is needed by investment advisers who are registered with the Securities and Exchange Commission (SEC) in the United States. Any individual or firm that provides investment advice or manages investments on behalf of clients and meets certain thresholds must file Form ADV. It is a regulatory requirement that helps the SEC and investors stay informed about the advisory industry.
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Form ADV - Aurora is a form filed with the Securities and Exchange Commission (SEC) by investment advisers.
Investment advisers registered with the SEC are required to file Form ADV - Aurora.
Form ADV - Aurora can be filled out online through the Investment Adviser Registration Depository (IARD) system.
The purpose of Form ADV - Aurora is to provide information about an investment adviser's business, services, and fees.
Form ADV - Aurora requires information about the adviser's business practices, ownership, services offered, and any disciplinary actions.
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