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COLLECTORS UNIVERSE, INC. INSIDER TRADING POLICY (Amended and Restated as of September 18, 2019) PROCEDURES AND GUIDELINES GOVERNING INSIDER TRADING AND TIPPING I.PURPOSE In order to comply with federal
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To fill out the insider trading policy form for Collectors Universe, follow these steps:
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Begin by reading and understanding the policy guidelines and requirements provided by Collectors Universe.
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Gather all necessary information and documentation required to complete the form, such as personal information, employment details, and any other relevant data.
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Start filling out the form by entering your personal details accurately, including your full name, contact information, and employee identification number if applicable.
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Carefully review the policy provisions and answer each question truthfully and comprehensively.
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Sign and date the form as required.
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Submit the filled-out insider trading policy form to the designated department within Collectors Universe for further processing and approval.

Who needs insider trading policycollectors universe?

01
The insider trading policy is required for all employees, contractors, consultants, and stakeholders of Collectors Universe.
02
This policy ensures that individuals connected to Collectors Universe are aware of and adhere to the regulations surrounding insider trading.
03
By having an insider trading policy in place, Collectors Universe aims to prevent the misuse of confidential information and maintain the integrity of its operations.
04
Therefore, anyone associated with Collectors Universe needs to have an understanding of and comply with the insider trading policy.
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Insider trading policycollectors universe refers to the rules and regulations set in place by Collectors Universe to prevent the illegal practice of insider trading.
All employees, executives, and board members of Collectors Universe are required to comply with the insider trading policy and file any necessary documentation.
Employees can fill out the insider trading policycollectors universe by reviewing the guidelines provided by Collectors Universe and submitting any required forms or disclosures.
The purpose of the insider trading policycollectors universe is to ensure that all individuals associated with Collectors Universe adhere to ethical standards and do not engage in illegal trading activities based on non-public information.
Individuals must report any securities transactions, ownership interests, and other relevant financial information as required by the insider trading policycollectors universe.
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