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KL C ':! B APPROVAL BER. 3235.0123,IONLExplres:17009075May 31,2017Saverage burden Pr5 one......12.00ANNUAL AUDITED Reprimand FORM X17A5 Section SEC FILE NUMBER PART III 012017 eMAR65856FACING PAGE
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kl c - secgov stands for Know Your Customer - Securities Governance. It is a regulatory requirement to verify the identity of customers and assess the potential risks of illegal activities.
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Information such as customer identification details, sources of funds, transaction history, and risk assessment must be reported on kl c - secgov forms.
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