Get the free FORM SC 13G. Filed 02/01/1994

2002. EDGAR Online, Inc. CUSP NO. 629140 10 4 13G Page 1 of 5 Pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment

How to fill out form sc 13g filed

How to fill out Form SC 13G Filed:

1. Obtain the form: The first step is to obtain Form SC 13G from the Securities and Exchange Commission (SEC) website or any other reliable source. The form is used to report beneficial ownership of equity securities by certain persons.
2. Provide required information: Fill out the form by providing the necessary information. This includes details about the person filing the form (such as their name, address, and phone number), as well as information about the securities being reported on (such as the name of the issuer, title of the class of securities, and the CUSIP number).
3. Indicate the filing status: In section 1 of the form, indicate the filing status by checking the applicable box. This will depend on whether the filer is an individual or a group, and whether they are filing because they are a passive investor or due to other reasons.
4. Disclose beneficial ownership: Section 2 of the form requires the filer to disclose their beneficial ownership of the securities being reported on. Providing accurate and detailed information about the ownership is crucial to comply with SEC regulations. Include the number of shares owned and the percentage of class represented by those shares.
5. Attach any required documents: Depending on the circumstances, certain documents may need to be attached to the filing. This can include the agreement or understanding that relates to the securities being reported, if applicable. Ensure that all attachments are properly identified and referenced in the form.
6. Sign and date the form: It is essential to sign and date the form to certify the accuracy and completeness of the information being provided. The form should be signed by the person filing it, or by an authorized representative if filed on behalf of a group.
7. File the form: Once the form is completed, make sure to file it with the SEC within the required timeline. The filing should be submitted either by mail or electronically through the SEC's EDGAR system.

Who needs Form SC 13G filed?

1. Institutional investors: Form SC 13G is often required to be filed by institutional investors, such as mutual funds, pension funds, and investment firms. These entities are required to disclose their beneficial ownership of securities meeting certain thresholds.
2. Passive investors: If an individual or entity acquires beneficial ownership of more than 5% of a registered class of equity securities and is not actively involved in influencing the company's affairs, they may need to file Form SC 13G.
3. Reporting persons: Any person or group who meets the filing requirements outlined in Section 13(d) or Section 13(g) of the Securities Exchange Act of 1934 may need to file Form SC 13G. This includes those who acquire direct or indirect beneficial ownership of certain securities.

Note: The specific criteria for when Form SC 13G needs to be filed may vary depending on the circumstances and should be verified with legal or regulatory authorities.

For pdfFiller’s FAQs

What is form sc 13g filed?

Form SC 13G is a filing with the Securities and Exchange Commission (SEC) that is used to report a party's ownership of 5% or more of a company's stock.

Who is required to file form sc 13g filed?

Investors or groups of investors who acquire 5% or more of a company's stock are required to file Form SC 13G with the SEC.

How to fill out form sc 13g filed?

Form SC 13G is filled out electronically through the SEC's EDGAR system. The form requires information about the investor, the company in which they hold shares, and the purpose of the ownership.

What is the purpose of form sc 13g filed?

The purpose of Form SC 13G is to inform the SEC and other investors about significant ownership interests in a company.

What information must be reported on form sc 13g filed?

Form SC 13G requires information about the investor's identity, the company's securities being held, the purpose of the ownership, and any related agreements or arrangements.

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