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This document is an unofficial consolidation of all amendments to National Instrument 41101 General Prospectus Requirements, effective as of June 30, 2015. This document is for reference purposes

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What is ni 44-103 - unofficial?

NI 44-103 - unofficial refers to a non-official version of the National Instrument 44-103 which sets out the requirements for reporting by registered firms.

Who is required to file ni 44-103 - unofficial?

Registered firms in the financial industry are required to file NI 44-103 - unofficial.

How to fill out ni 44-103 - unofficial?

NI 44-103 - unofficial can be filled out electronically through the designated reporting system provided by the regulatory authority.

What is the purpose of ni 44-103 - unofficial?

The purpose of NI 44-103 - unofficial is to ensure transparency and accountability in the operations of registered firms by requiring them to report certain information.

What information must be reported on ni 44-103 - unofficial?

Registered firms must report information such as financial statements, client information, and compliance records on NI 44-103 - unofficial.

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