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OMB APPROVAL 32350123 OMB Number: May 31, 2017, Expires: t Estimated average burden hours per response......12.00S 16022285SEC Processing Mail AN Sectionalized FORM X17A5.NOV162015 201RTSEC FILE NUMBs20392Washington
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Individuals or entities who are required to report certain financial transactions or holdings to the Securities and Exchange Commission (SEC) need to fill out the form nov162015 201 - secgov. This includes corporations, investment firms, brokerage firms, and individuals who meet specific criteria outlined by the SEC. The form helps the SEC monitor and regulate financial activities to ensure transparency and compliance with securities laws.
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Nov162015 201 - secgov refers to a specific form required by the Securities and Exchange Commission (SEC) for certain reporting purposes.
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