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CONSOLIDATED UP TO 6 MAY 2012 This consolidation is provided for your convenience and should not be relied on as authoritative NATIONAL INSTRUMENT 45102 RESALE OF SECURITIES PART 1 DEFINITIONS 1.1
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As for who needs multilateral instrument 45-102, it is typically required by individuals or entities involved in securities offerings and trading. This includes issuers, underwriters, dealers, and other market participants who operate within the jurisdiction governed by multilateral instrument 45-102. It is essential to consult relevant regulations and guidelines or seek professional advice to determine if you fall under this category.
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What is multilateral instrument 45-102?
Multilateral Instrument 45-102 is a regulatory tool used in Canada to facilitate the harmonization of securities regulations across different provinces and territories.
Who is required to file multilateral instrument 45-102?
Market participants such as investment funds, portfolio managers, and dealers are required to file Multilateral Instrument 45-102 if they operate in the Canadian securities market.
How to fill out multilateral instrument 45-102?
Market participants can fill out Multilateral Instrument 45-102 by providing the required information and submitting it to the appropriate regulatory authority.
What is the purpose of multilateral instrument 45-102?
The purpose of Multilateral Instrument 45-102 is to streamline regulatory requirements and promote efficiency in the Canadian securities market by harmonizing regulations across different jurisdictions.
What information must be reported on multilateral instrument 45-102?
Multilateral Instrument 45-102 requires market participants to report information such as financial statements, ownership information, and details of any regulatory actions.
When is the deadline to file multilateral instrument 45-102 in 2023?
The deadline to file Multilateral Instrument 45-102 in 2023 is typically 90 days after the end of the market participant's fiscal year.
What is the penalty for the late filing of multilateral instrument 45-102?
Market participants may face fines or other disciplinary actions for late filing of Multilateral Instrument 45-102, as determined by the regulatory authority.
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